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[CLOSED] Legal & Compliance Senior Officer (Banking)

at This is Japan's largest bank and one of the world's largest, with offices throughout Japan and in 40 other countries.

Experienced Ha Noi Legal/Compliance Diversified Banks
$ Non-Public Gross Salary
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Consultant information:

Binh exposed as a proactive consultant who are full of enthusiast about consulting clients and candidates as well as obtaining from them valuable industry knowledge. As the passion come to result, with strong drive to succeed and her analytical and critical problem solving skills, she managed to build up portfolio of high-level placement such as Country Sales Director, Legal Manager and Marketing Chief for key market players among those there are many 500 Fortune Companies.

She was inspired to believe that executive search profession come from the passion to create sustainable value to each person’s life ,to each business’s future and to the society. 

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  • Will be given in interview


  • Will be given in interview
The Job


- Support the Compliance Manager in maintaining an open and trusted relationship with regulators, including the preparation of relevant briefing materials and direct liaison on certain change management projects.
- Review and enhance compliance procedures. Identify, monitor and manage regulatory and operational changes affecting the business and develop and review policies and training materials.
- Coordinate and maintain the Compliance Plan, preparation for audits and other internal and external reviews.
- Identify and manage conflicts of interest including creation and maintenance of walls, personal trading and outside business interest clearances, and cross boarder exchange/collaboration initiatives to ensure international regulatory compliance.
- Assist in the overall adherence to the regulatory and compliance plan to ensure that, to the extent possible, the framework is aligned to the growth strategies of the business and facilitates the execution of commercial opportunities.
- Ensure the business is informed and that systems support the application of ancillary legislative requirements including AML/KYC, Privacy, Corporations Act, Licensing requirements, International regulatory regimes and Corporates Governance.

Growth opportunity

Your Challenge

Will be given in interview

Promotion Opportunity

Will be given in interview

The job


1.Knowledge/ Experience:
- Have experience in Banking, Finance; be a lawyer is preferable;
- Good experience in terms of AML, Sanction, Local regulation
- Experience in equivalent positions at Banking companies is an advantage
- Fluent in English

- Time management efficiently
- Good presentation capabilities
- Teamwork
- Take initiative in approaching and handling work
- Focus on the results and follow up to the final step
- Ability to communicate effectively and convincingly
- Ability to analyze and solve problems



Revenue Size Large Enterprises ($1 billion +)
History Will be given in interview
Employees Enterprise Size (1001 +)

Company culture

Will be given in interview
Get to know your line manager
You will report to: Compliance Manager